PRACTICE AREAS
Regulation & Enforcement of Financial and Capital Markets
Our law firm is in tune with the constant evolution of the financial and capital markets. Tackling complex regulatory challenges is our specialty. The Securities and Exchange Commission (CVM) and the Central Bank of Brazil (BCB) are no longer isolated challenges, but opportunities for assertive strategies.
Our experienced team is ready to guide clients on their regulatory journey. We work together with key regulators, such as CVM, BCB, ANBIMA and FEBRABAN. From routine inspections to advanced investigations, we support the client every step of the way.
What we do:
Integrated regulation: We collaborate with CVM, BCB, MP, Federal Police and PREVIC, offering strategic guidance for regulated agents.
Specialization: Our team is made up of experts who have already worked at CVM and ANBIMA, keeping up to date with the latest trends.
Incisive defense: In disciplinary and investigative proceedings, we provide strong defenses and negotiate settlements on behalf of our clients.
Governance and controls: We assist in the creation of personalized internal policies and solid controls, preventing conflicts of interest and reinforcing corporate governance.
Our approach is not just reactive, but proactive. We act as clients’ partners, seeking to help them stay at the forefront of regulations and transform challenges into opportunities. Together, we navigate regulatory complexities, ensuring your financial and capital markets journey is successful.