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Regulation & Enforcement of Financial and Capital Markets


Our law firm is attuned to the constant evolution of financial and capital markets. Tackling complex regulatory challenges is our expertise. The Brazilian Securities and Exchange Commission (CVM) and the Central Bank of Brazil (BCB) are no longer isolated challenges, but opportunities for assertive strategies.


Our experienced team is ready to guide clients on their regulatory journey. We collaborate closely with key regulators such as CVM, BCB, ANBIMA, and FEBRABAN. From routine inspections to advanced investigations, we accompany the client every step of the way.


What We Do:


  • Integrated regulation: We collaborate with CVM, BCB, MP, Federal Police, and PREVIC, providing strategic guidance for regulated entities.


  • Specialization: Our team is composed of experts who have worked with CVM and ANBIMA, staying updated on the latest trends.


  • Incisive Defense: In disciplinary and investigative processes, we provide strong defenses and negotiate agreements on behalf of our clients.


  • Governance and Controls: We assist in creating personalized internal policies and robust controls, preventing conflicts of interests and reinforcing corporate governance.


Our approach is not only reactive but proactive. We act as partners to our clients, seeking to keep them at the forefront of regulations and transform challenges into opportunities. Together, we navigate regulatory complexities, ensuring your journey in the financial and capital markets is successful.



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